| 481 | "The Bear Sterns Companies, Inc. Unique Proof Stock Certificate," "DE. Odd depositary shs. Purple. Text states ""Chase Mellon Shareholders Services, LLC, a limited liability company..."" Vignette of angel with wires and 2 globes. SC-USBNC and ABN. XF." (Photo) | 150-300 | |
| 482 | "Berkshire Hathaway Inc.," DE. 1973. Specimen. Odd shs. Common Stock. Green. No vignette. Warren Buffett facsimile signature. Rare certificate. A modern rarity. ABNC. XF. (Photo) | 500-1,000 | |
| 483 | "Berkshire Hathaway Inc. Class A Shares," "DE. 1998. Specimen. Odd shs, Class A Common stock. Allegorical woman with torch and globe. Green border. Rare certificate. A single share briefly reached $100,000 in October 2006. Facsimile signature of Warren Buffett. A modern classic. XF." (Photo) | 750-1,500 | |
| 484 | "Bershire Hathaway Inc. Class B Shares," "DE. 1998. Specimen. Odd shs, Class B Common stock. Allegorical women with torch and globe. Blue border. Scarce certificate. Facsimile signature of Warren Buffett. XF." (Photo) | 200-400 | |
| 485 | "Berkshire Hathaway Inc. Proof Stock Certificate of Text with no border," "DE. 1995-96. Unique proof of the text, title and vignette without borders of the Class B common stock. XF." (Photo) | 200-400 | |
| 486 | "Berkshire Hathaway Inc. Registered Bond," "DE. 1988. Specimen. $ odd. Registered 10% Debenture Due 2018, Blue. Eagle vignette. Warren Buffett facsimile signature. Rare cartificate. ABNC. XF." (Photo) | 100-200 | |
| 487 | "Berkshire Hathaway Inc. Registered Bond," DE. 1988. Specimen. $ odd. Registered 9 3/4% Debenture Due 2018. Green. Eagle vignette. Warren Buffett facsimile signature. Rare certificate. ABNC. XF. (Photo) | 100-200 | |
| 488 | "Berkshire Hathaway Inc. Class B Stock," DE. 1996. Specimen. Odd shs. Temporary Certificate. Class B Common Stock. Facsimile signature of Warren Buffett signature. Rare certificate SC-USBNC. XF. (Photo) | 300-600 | |
| 489 | The Bond Club of Pittsburgh Bond School Certificate Production File PA. 1984. Production File. Production File. 1) Mounted proof or mockup of Bond School certificate; bond border. 2) Mockup of Bond School certificate text. 3) Separation on transparency of certificate text. 4) Various vignette material. 5) Miscellaneous correspondence and production material. USBNC. Choice group. (Photo) | 150-300 | |
| 490 | U.S. The Bond Club of Philadelphia Stock Exchange Specimen Raffle Tickets from 1937 Until 1971. "1937-1971. Specimen. 11 different specimen raffle tickets from the annual ""Field Day"". 1-4). Booklet of 4 different raffle ticket specimens from 1937. Prizes included a 1937 V8 Ford Club Cabriolet; 1937 V-12 Lincoln Zephyr Sedan; 1937 Packard Six Club Sedan and 4 cases of booze. Printed by SBNCo. 5-11). All have small eagle on top and different dates from 1958 to 1971. Prizes include a 1958 Fiat 1300 Sedan and a Studebaker Commander Hawk; a 1961 Thunderbird Hard Top; and in 1971, a Porsche. Printed by SCBNCo. There were only 2 of each ticket found in archive. XF." (Photo) | 300-600 | |
| 491 | "Charles Schwab Corp. & Ameritrade Holding Corp. Stock Specimens," "DE. 2 different stock certificates. 1) Charles Schwab Corporation. Temporary Certificate. Odd shs, blue border. 2) Ameritrade Holding Corp. Odd shs, green border. ABNC, Jeffries BNC. XF." | 150-300 | |
| 492 | "Crazy Eddie, Inc." "DE. 1986. Specimen. Bond specimen.$ odd, 6% Due 2011. Vignette company logo with cartoon face of Crazy Eddie on yellow background. Blue border. Rare certificate from this famous scam artist. SC-USBNC. XF." (Photo) | 200-400 | |
| 493 | "Crazy Eddie, Inc.," "DE. 1984. Specimen. Odd shs, Common Stock. Blue. Cartoon character of ""Crazy Eddie"". In 1989, the Securities and Exchange Commission filed a civil action against Crazy Eddie founder Eddie Antar and a group of former executives, accusing them of manipulating the value of the company's stock by overstating profits and sales in financial reports. The complaint alleged that Antar, members of his family, and company executives engaged in securities fraud and insider trading from the time the company first went public in 1985 until 1989. Antar, the complaint charged, made over $60 million from the conspiracy, selling off stock just before the real results of Crazy Eddie's evidently at best marginally profitable operations became public. In 1989 the chain suffered a mojor scandal when Eddie Antar and his family were accused (and eventually convicted) of ""cooking the books"" in order to skim money and inflate inventory. Antar was found to have sold used electronics as new, committed insurance fraud, faked inventory, and skimmed most of the cash payments to avoid taxes. Having taken the company public (the stock was soon worth hundreds of millions), Antar began selling his stock and the stock price began to collapse. The firm was bought in a hostile takeover by another company, but the buyers were quick to find that some $80 million in inventory did not exist. Antar fled to Israel using the name David Cohen, where he lived until 1994 when he was extradited back to the United States. He was subsequently sentenced to eight years in jail, ordered to pay over $150 million in fines and also owes more than a billion dollars from civil suits. Extremely rare stock that is ""INSANE!"" Rare stock SC-USBC. XF." (Photo) | 300-600 | |
| 494 | "Crazy Eddie, Inc.," "DE. 1986. Specimen. $ odd. Registered 6% Convertible Bond due 2011. Blue. Cartoon character of ""Crazy Eddie"". I Extremely rare bond that is ""INSANE""! SC-USBC. XF." (Photo) | 300-600 | |
| 495 | Detroit Stock Exchange Proof. "Detroit, MI. 1926. Proof. Stock Exchange Membership Certificate. Foxing and water stained with wrinkles. Unique proof from archive. SBNC. Good." (Photo) | 200-400 | |
| 496 | "Donaldson, Lufkin & Jenrette, Inc. Proof of Text and Title." DE. Proof. Vignette of colonial American standing on right. Missing border and denomination. Printed on white paper. 2 found in archive. XF. (Photo) | 100-200 | |
| 497 | "U.S. Original Artwork of ""Donaldson, Lufkin & Jenrette"" Vignette Used on Stock Certificate," "1980-1990's. Artwork. 12.5 by 19 inch pen and ink drawing of ""George Washington"" standing vignette used on the stock certificate of this famous investment bank and stock broker that was acquired by Credit Suisse in 2000. Drawn on paper taped to large cardboard backing. Unique in archive. No signature or artist attribution." (Photo) | 350-700 | |
| 498 | "Dow Jones & Company, Inc. Pair" "DE. 1960-70. Specimen. 2 different certificates. 1) odd shs, common, green. Vignette of Woman with Globe. 2) $ odd, 9 1/4% note due 1992, blue. Eagle vignette. ABNC. XF." (Photo) | 100-200 | |
| 499 | "Dreyfus Corporation Specimen Stocks & Bond (3)," NY. 1980's. 1)-2) Specimen stock certificates. Odd shares. Vignette of lion and of allegorical figures. Purple borders. 3) Registered 7 3/8% bond specimen. $ odd. Same vignette previous. Green border. Famous logo vignette of lion. Rare certificates. SC-USBNC. XF. (Photo) | 125-250 | |
| 500 | "The Dun & Bradstreet Corporation," "DE. 1960-70's. Specimen. Odd shs. Common Foreign Share Certificate. Blue. Woman dressed as pioneer holding hands with a male Chippendale dancer look-alike. The Dun & Bradstreet Corp, is among the leading providers of business information on business. Often called just D&B, it is perhaps best known for its D-U-N-S (Dun & Bradstreet Universal Numbering System) identifiers assigned over 2.7 million US companies. Among its major divisions are Risk Management Solutions, Sales and Marketing Solutions, Supply Management Solutions, and E-Business Solutions. ABNC. XF." (Photo) | 100-200 | |
| 501 | "E.F. Hutton & Company Trio," "DE. 1972. Specimen. 3 different certificates. All have allegorical woman and E.F. Hutton sign between her hands. 1) < than shares, orange. 2) 100 shares, Blue. 3) > than 100 shares, Green. Scarce group from this famous Wall Street firm. ABNC. XF." (Photo) | 200-400 | |
| 502 | "The E.F. Hutton Group Inc. Registered Bonds," "NY. 1980-1984. Specimen. 4 different registered bonds. All have same design and vignette of blond in white dress holding hands out to E.F. Hutton sign. All are $ odd, different series and colors. Scarce group. ABNC. XF." (Photo) | 200-400 | |
| 503 | E.F. Hutton & Company Specimen Stock Certificates "DE. Specimen. Vignette of woman holding arms out toward E.F. Hutton sign. 3 different stock certificates, all common. Transitional stock certificates. All overprinted in red ""THE NAME OF THIS COMPANY IS THE E.F. HUTTON GROUP"". 1). < than 100 shs, orange. 2). 100 shs, blue. 3). > than 100 shs, green. Rare stock type of this famous company. E.F. Hutton & Co. was an American stock brokerage firm founded in 1904 by Edward Francis Hutton. In the 1980's, the conglomerate disintegrated due to corporate misconduct, mostly by the brokerage firm. The firm had knowingly engaged in money laundering for organized crime (the so-called ""Pizza Connection"" because money was sometimes delivered in pizza boxes) and other unlawful groups (including the ""Iran-Contra Affair""). It was not until after the president of the brokerage firm, Scott Pierce (the brother of Barbara Bush, wife of the then-vice-president of the U.S.), entered his corporation's guilty plea to 2000 criminal courts of federal mail and wire fraud in 1985, that the Hutton conglomerate fell apart. The Firm was sold to Shearson Lehman/American Express, to form Shearson Lehman Hutton. In the 1993, acknowledging that it had failed to create the country's first financial services supermarket, American Express sold Shearson and Hutton retail brokerage operations to Sandy Weill's Primerica. ABNC." (Photo) | 150-300 | |
| 504 | "E.F. Hutton Group, Inc. Specimen Registered Bond Group" "DE. 1980's. Specimen. Vignette of eagle. 3 different registered bonds. 2 are temporary bonds. All odd amounts. All different colors, rate amounts and due dates. Rare bond group of this famous company. ABNC." | 125-250 | |
| 505 | "E.F. Hutton Group, Inc. Specimen Registered Bond Group" "DE. Specimen. Vignette of woman holding arms out toward E.F. Hutton sign. 5 different registered bonds. All odd amounts. All different colors, rate amounts and due dates. Rare bond group of this famous company. ABNC." (Photo) | 250-500 | |
| 506 | "E.F. Hutton Group, Inc. Specimen Stock Certificates" "DE. Specimen. Vignette of woman holding arms out toward E.F. Hutton sign. 3 different stock certificates, all common. 1). < than 100 shs, orange. 2). 100 shs, blue. 3). < than 100,000 shs, green. Rare stock type of this famous company. ABNC." | 150-300 | |
| 507 | "Federal Reserve Bank of Boston," "Boston, MA. Specimen. Odd shs, Green. Eagle vignette. Rare Stock. Stock ""issued in Pursuance of the provisions of the Act of Congress approved Dec. 23, 1913, known as the Federal Reserve Act as amended, is paid up to the extent of fifty percent of its per value"". On December 23, 1913, the Federal Reserve Act became law, and within a year the 12 Federal Reserve Banks were open for business. The Boston Fed, along with the other 11 Federal Reserve Banks nationwide and the Board of Governors in Washington, D.C., make up our nation's central bank. The Boston Fed serves the First Federal Reserve District that includes the six New England states: Connecticut (excluding Fairfield County), Massachusetts, Maine, New Hampshire, Rhode Island and Vermont. The Federal Reserve Bank of Boston was organized in October 1914. It opened for business on November 16, 1914, in temporary quarters at the corner of Milk and Pearl Streets with a staff of three officers and 14 clerks. Permanent quarters were secured on January 1, 1915, at 53 State Street, formerly occupied by The First National Bank of Boston. Extremely rare Federal Reserve Bank stock certificate. SCBNC. XF." (Photo) | 500-1,000 | |
| 508 | "The Goldman Sachs Group, Inc.," "New York, NY. 1998. Specimen. Odd shs, common stock, brown, red and black. Portraits of Goldman and Sachs on left. Their original office at 30 Pine Street on right. ABNC. XF." (Photo) | 100-200 | |
| 509 | "U.S. Original Artwork of ""Goldman/Sachs"" Vignette Used on Stock Certificate," "1990's. Artwork. 12 by 10 inch pen and ink drawing of ""Goldman and Sachs"" vignette used on the initial public offering stock certificate of this famous investment banking firm. Drawn on white paper taped to large cardboard backing. Unique in archive. Signed By Richard Baratz, well known artist and engraver who has designed and engraved numerous U.S. postage stamps as well as banknotes. He is also an extremely talented fine artist, engraver, illustrator and the house caricaturist for Sardi's Restaurant in Manhattan. His work can be seen almost on a daily basis in the Wall Street Journal, where he as drawn hundreds of portraits of well known business men and women. ABNC." (Photo) | 750-1,500 | |
| 510 | "High Income Advantage Trust Production File with Proofs and Models," "MA. 1987-1988. Production file. 4 different certificates. High Income Advantage Trust (2) and High Income Advantage Trust II (2). All with allegorical man with globe and books. 1)-2) One of each title. 2 different proofs. Both with green borders. Vignette, text and title on white paper. 3)-4) Unique Approval Mockups or Models of design with ""OK to Engrave"" stamped on back. Both are odd shs, green. Miscellaneous correspondence and related material included. These were closed end funds managed by Morgan Stanley. SC-USBNC. XF." (Photo) | 250-500 |