511		"Income and Capital Shares, Inc. Production File," "MA. 1968-1980. 8 different certificates and 1 different border proof. 1)-2) Specimens, both odd shs, one with red border, the other with blue border. Eagle. 3)-5) Specimens. All Cumulative Income Shares. < than 100 shs; 100 shs; > than 100 shs. All with seated allegorical men flanking books on table and archival notations. 6)-7) Specimens. Both Capital Shares. 100 shs; > than 100 shs. Both with seated allegorical men flanking books on table and archival notations. 8) Proof of Vignette, title and text without border. Border in blue without vignette, title and text of < than 100 shs. Allegorical men flanking books on table. Also includes miscellaneous production department correspondence and LDP's of title, text and corporate seal. SCBNC, John A. Lowell BNC. XF." (Photo)	150-300
512		"InterCapital Insured Municipal Trust Production File," "MA. 1991. Production file. 3 different certificates. Unique model of odd shs, yellow border; Proof of completed certificate with green border; Specimen of odd shs, brown border. All with allegorical man flanked by globe and books. Also includes miscellaneous correspondence and production material including proof LDP vignettes. SC-USBNC. XF." (Photo)	125-250
513		"J.P. Morgan & Co.," "NY. 1970-90. Specimen. Odd shs, common stock, green. Allegorical male figures flank J.P. Morgan Building. ABNC. XF." (Photo)	100-200
514		"J.P. Morgan & Co.," "NY. 1920-50. Specimen. 100 shs, common stock, brownish-green. Allegorical male figures flank J.P. Morgan Building. ABNC. XF." (Photo)	150-300
515		"J.P. Morgan & Co. Inc. Registered Bond Group #1," "DE, NY. 1973. Specimen. Amazing J.P. Morgan bond assortment. 4 different. All are 4 3/4% Convertible Debenture Registered Bonds, Due 1998. All have vignette of building with allegorical men flanking it. 1) $odd, Red. 2) $1000, Blue. 3) $5,000, Green. 4) $10,000, Brown. 5) $25,000, Purple. Only 2 sets found in archive. Rare certificates. ABNC. XF." (Photo)	400-800
516		"J.P. Morgan & Co. Inc. Registered Bond Group #2," "DE, NY. 1976. Specimen. Another fantastic assortment of J.P. Morgan bonds. 4 different. All are 8% Note Registered Bonds, Due 1986. All have vignette of building with allegorical men flanking it and orange borders. 1) $1000. 2) $5,000. 3) $10,000. 4) $25,000. Only 2 sets found in archive. Another rare group from this famous company. ABNC. XF." (Photo)	400-800
517		"J.P. Morgan & Co. Inc. Registered Bond Group #3," "DE, NY. 1986. Specimen. Another fantastic group of J.P. Morgan bonds. 3 different. All have vignette of building with allegorical men flanking it. 1) $ odd, 8% note, Olive Green. 2) ECU Note, $ odd, 6¾%, Red. 3) $ odd, Floating-Rate Australian $ note, Blue. Rare certificates. ABNC. XF." (Photo)	250-500
518		"The Knickerbocker Fund," "NY. 1940-1960's. Specimen. Odd shs, green border with full undertint vignette of a Knickerbocker. ABNC. XF." (Photo)	75-150
519		"The Lehman Corporation, Dow Jones and Dun & Bradstreet Stocks," "MD, DE. 1950-1970's. Specimen. Finance and Investment banking. 3 different certificates. All with allegorical vignettes. Scarce group. XF." (Photo)	125-250
520		"Merchants and Manufacturers Exchange of New York Bond," "New York, NY. 1910. Specimen. $1000, 1st Mortgage, 20 year 6% Gold Bond, orange. Eagle vignette. SBNC. XF." (Photo)	200-400
521		"Merrill Lynch & Co. Inc.," "NY. 1988. Specimen. Odd shs. Remarketed preferred Stock, Series C. Cartoon outline of bull vignette. Not seen before. SC-USBC. XF." (Photo)	100-200
522		Merrill Lynch & Co. Inc. Registered bond Group "NY. 1982-91. Specimen. 13 different Merrill Lynch & Co. certificates. 1) to 5) $ odd. Various registered bonds, per centages and colors. Vignette of NY City Skyline with Statue of Liberty and World Trade Center. 6) to 13) Coupon Bonds in various currencies. No vignette. Different colors. All are rare as bonds. SC-USBC. XF." (Photo)	300-600
523		Merrill Lynch & Co. Inc. Stock Certificate Group "NY. 1973-1978. Specimen. 5 different Common Stocks. 1)-3) Merrill Lynch & Co., Inc. 100 shares; < than 100 shares; > than 100 shares. NY City Skyline with Statue of Liberty and World Trade Center. 4) Merrill Lynch Institutional Fund, red. No vignette. 5) Merrill Lynch Government Fund, green. No vignette. Rare as specimens. SC-BNC. XF." (Photo)	150-300
524		"Merrill Lynch & Co. Unique Production File with Proofs, Specimens and Models," "DE. 1977. 1). < 100,000 shs, Common, brown. Proof model or mockup of stock certificate. Glue stains. Unique. 2). Proof of previous border design in green on white paper without text or vignette. 3), 4). 100 shs and > 100 shs specimen stocks with pieces cut out. 5). Miscellaneous production and design correspondence relating to the design of this bond (3 items). SC-USBNC. Choice group." (Photo)	500-1,000
525		"Merrill Lynch, Pierce, Fenner & Smith Transition Certificate to Merrill Lynch," "DE. 1973. Specimen. Production department archive copy with notations. Overprinted ""The name of this company is Merrill Lynch & Co., Inc."" Facsimile signature or ""Donald Regan"" as Chairman of the Board. Vignette of 2 men sitting at a desk. Rare transition certificate of this famous Wall Street Broker. VF." (Photo)	250-500
526		"Merrill Lynch, Pierce, Fenner & Smith Transition to Merrill Lynch & Co. Stock," "DE. 3/7/1973. Specimen model. > 100 shs, red, common. Specimen stock certificate of Merrill Lynch, Pierce, Fenner & Smith with archival production changes drawn onto certificate to be used as a model for the design of Merrill Lynch & Company, Inc. certificates. Facsimile signature of Donald T. Regan as Chairman of the Board. In 1958 the firm was renamed Merrill Lynch, Pierce, Fenner & Smith (ML). The next year it became the first large Wall Street firm to incorporate, and earnings reached a record high of $13 million. In 1971 Merrill Lynch became the second member of the New York Stock Exchange to invite public ownership of its shares, and in July of that year became the first to have its own shares traded there. Shortly thereafter, the company adopted its most recent change of namr, forming a holding company called Merrill Lynch & Co., Inc., with Merrill Lynch, Pierce, Fenner & Smith as its principal subsidiary. SCBNC. XF." (Photo)	200-400
527		"Moody's Investors Service," "NJ. 1914. Specimen. 100 shs, participating preference stock, green. Vignette of 2 Allegorical Women flanking Moody's inititals. Relying on his assessment of the market's needs, John Moody & Company published Moody's Manual of Industrial and Miscellaneous Securities in 1900, the company's founding year. The manual provided information and statistics on stocks and bonds of financial institutions, government agencies, manufacturing, mining, utilities, and food companies. When the stock market crashed in 1907, Moody's company did not have adequate capital to survive, and he was forced to sell his manual business. On July 1, 1914, Moody's Investors Service was incorporated. That same year, Moody began expanding rating coverage to bonds issued by US cities and other municipalities. By 1912, Moody's rating covered nearly 100 percent of the US bond market. EAWBNC. XF." (Photo)	200-400
528		"Moody's Investors Service," "NJ. 1914. Specimen. < than 100 shs, participating preference stock, orange. Vignette of 2 Allegorical Women flanking Moody's inititals. EAWBNC. XF." (Photo)	200-400
529		"Moody's Investors Service," "NJ. 1914. Specimen. Odd shs, common stock, red. No vignette. EAWBNC. XF." (Photo)	200-400
530		"Morgan Stanley Proof and Specimen Stocks (2)," "DE. 1975. 1). Morgan Stanley, Inc., common, no vignette, possibley a remainder kept for reference in archive, green. 2). Morgan Stanely Group Inc., Odd shs, common, vignette of 2 men and 2 globes, blue, proof. Rare proof certificate. ABNC and SCBNC. XF." (Photo)	150-300
531		"Morgan Stanley Dean Witter & Co.," "NY. 1998. Specimen. 2 different certificates. Vignette of 2 allegorical men leaning against 2 globes. 1) 75,778 Depositary shs, Depositary receipt for shares representing preferred stock, blue. 2) < than 500,000 shs. Common stock. Blue. ABNC. XF." (Photo)	150-300
532		"Morgan Stanley Dean Witter & Co. Unique Proofs," "DE. 1975. Proof. 1). Morgan Stanley Inc., common, no vignette, possibly a remainder kept for reference in archive, green. 2). Morgan Stanley Group Inc., Odd shs, common, vignette of 2 men and 2 globes, blue, proof. Rare proof certificate. ABNC and SCBNC. XF." (Photo)	200-400
533		"Morgan Stanley Group Registered Bonds. Unique Production File with Specimens and Models," "DE. 1988. Vignette of 2 men and 2 globes. 1). Proof model or mockup for registered bond. Unique. 2). $---, 9.8% Note due 1998, no vignette, specimen, blue. 3). Miscellaneous production and design correspondence relating to the design of this bond (3 items). SC-USBNC. Choice group." (Photo)	250-500
534		"Morgan Stanley Group. Unique Production File with Proofs and Models," DE. 1986. Vignette of 2 men and 2 globes. 1). Proof model or mockup for common stock. Unique. 2). Proof of title on white paper. 3). Miscellaneous production and design correspondence relating to the design of this Stock (3 items). SC-USBNC. Choice group. (Photo)	400-800
535		Unique Morgan Stanley Proof Stock Certificate Group "MD. 1990's. Proofs. 5 different proof certificates. 1). Morgan Stanley Finance PLC. 2). Morgan Stanley Africa Investment Fund, Inc. 3). Morgan Stanley Asia-Pacific Fund, Inc. 4). Morgan Stanley High Yield Fund, Inc. 5). Morgan Stanley Russia & New Europe Fund, Inc. All rare as proofs in archive. SC-USBNC and ABN. Choice Group." (Photo)	250-500
536		"The Nasdaq Stock Market, Inc.," "DE. 2002. Specimen. Odd shs. Common Stock. Blue. No vignette. It was founded in 1971 by the National Association of Securities Dealers (NASD), who divested it in a series of sales in 2000 and 2001. It is owned and operated by the Nasdaq Stock Market, Inc. (NASDAQ: NDAQ) which was listed on its own stock exchange in 2002. JBNC. XF." (Photo)	100-200
537		"The Nasdaq Stock Market, Inc.," DE. 2002. Specimen. Odd shs. Common Stock. Burgundy. No vignette. JBNC. XF. (Photo)	100-200
538		"The Nasdaq Stock Market, Inc. Warrant," DE. 2002. Specimen. Warrants to purchase common stock. Orange. No vignette. JBNC. XF. (Photo)	100-200
539		"National Discount Brokers Group, Inc." "DE. Proof stock certificate. Only 2 were found in the archive. This company was the first major discount stockbroker to accept trades on the WWW and also the price leader in the industry. They charge only a flat $20 for any size NASDAQ trade, when you place the order on the WWW and they are part of PAWWS, which is a website that provides free and inexpensive services for investors including free stock quotes. The company was acquired by Deutsche Bank AG in 2000. ABNC. XF with slight water stain in UL." (Photo)	100-200
540		"O.T.C. Trading Inc.," "Panama. 1987. Specimen. Odd shs, Green. Eagle vignette. SCBC. XF." (Photo)	75-150